Open Access
21 September 2020 Optical studies of semiconductor perovskite nanocrystals for classical optoelectronic applications and quantum information technologies: a review
Zengle Cao, Fengrui Hu, Chunfeng Zhang, Shining N. Zhu, Min Xiao, Xiaoyong Wang
Author Affiliations +
Abstract

Semiconductor perovskite films are now being widely investigated as light harvesters in solar cells with ever-increasing power conversion efficiencies, which have motivated the fabrication of other optoelectronic devices, such as light-emitting diodes, lasers, and photodetectors. Their superior material and optical properties are shared by the counterpart colloidal nanocrystals (NCs), with the additional advantage of quantum confinement that can yield size-dependent optical emission ranging from the near-UV to near-infrared wavelengths. So far, intensive research efforts have been devoted to the optical characterization of perovskite NC ensembles, revealing not only fundamental exciton relaxation and recombination dynamics but also low-threshold amplified spontaneous emission and novel superfluorescence effects. Meanwhile, the application of single-particle spectroscopy techniques to perovskite NCs has helped to resolve a variety of optical properties for which there are few equivalents in traditional colloidal NCs, mainly including nonblinking photoluminescence, suppressed spectral diffusion, stable exciton fine structures, and coherent single-photon emission. While the main purpose of ensemble optical studies is to guide the smooth development of perovskite NCs in classical optoelectronic applications, the rich observations from single-particle optical studies mark the emergence of a potential platform that can be exploited for quantum information technologies.

Perovskite structures are named after the Russian mineralogist Lev A. Perovski to initially describe the CaTiO3 material that was discovered in 1839 by the German mineralogist Gustav Rose from the Russian Ural mountains.1,2 Nowadays, the term “perovskite” has been widely extended to any material adopting the CaTiO3-like ABX3 structure, where A is an organic or alkali-metal cation [e.g., CH3NH3+ (MA+), HC(NH2)2+ (FA+), or Cs+], B is a bivalent cation (e.g., Pb2+ or Sn2+), and X is a monovalent anion (e.g., Cl, Br, or I).3,4 As schematically shown in Fig. 1(a) for a typical perovskite structure, the A cation occupies the central position of a unit cell, with the BX6 octohedra being evenly located at the eight surrounding corners.3

Fig. 1

(a) Schematic of the perovskite ABX3 structure, where A is an organic or alkali-metal cation, B is a bivalent cation, and X is a monovalent anion. (b), (c) Typical TEM images of perovskite CsPbBr3 NCs. (a) Reproduced with permission from Ref. 3, courtesy of the Royal Society of Chemistry. (b), (c) Reproduced with permission from Ref. 5, courtesy of the American Chemical Society (ACS).

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Although the first scientific report of perovskite materials can be dated back to as early as 1893,6 they started drawing great research attention only around 2009 after being tentatively used as the sensitizer components for solar cells.7 Owing mainly to the large absorption cross sections and excellent charge transport properties,810 the power conversion efficiencies of solar cells based on the perovskite films have since been continuously elevated to reach more than 25% at the current stage.1115 Meanwhile, the perovskite films are behaving equally well in light-emitting diode and laser applications,1619 which take advantage of their widely tunable emission wavelengths and high color purities. However, the small binding energy that prevents efficient exciton formation, together with the defect abundance that induces nonradiative exciton decays, normally results in very poor fluorescent quantum yields (QYs) for the perovskite films.20

The superior performances of bulk perovskite films in optoelectronic devices have driven the appearance of their counterpart nanocrystals (NCs),21 nanowires,22 and nanoplatelets,23 which are featured with facile synthesis, low cost, and ease in compositional and structural controls. The as-synthesized colloidal perovskite nanomaterials possess a larger exciton binding energy5 and a better defect tolerance,24 which lead to higher fluorescent QYs especially in the NC case. Borrowing the ligand-assisted chemical approach in preparing traditional colloidal NCs, Schmidt et al.21 made the first attempt in 2014 to synthesize perovskite NCs in the hybrid form of organic-inorganic MAPbBr3. From the transmission electron microscopy (TEM) images shown in Figs. 1(b) and 1(c), Protesescu et al.5 then developed the hot injection method to synthesize all-inorganic perovskite CsPbX3 NCs. This was followed by the synthesis of organic-inorganic MAPbX3 NCs from Zhang et al.,25 using the ligand-assisted reprecipitation (LARP) method under the ambient environment. Hot injection and LARP have since become the two main methods for the synthesis of perovskite nanomaterials whose compositions, sizes, and shapes can be flexibly adjusted by manipulating the precursor salts, ligand types, and reaction conditions.2628 In addition, various protocols have been developed for postsynthesis treatments of perovskite nanomaterials so that their compositional and structural parameters can be further tuned through ion exchanges and surface exfoliations.2932 By means of the rich synthesis and postsynthesis procedures described above, the optical emission of perovskite NCs can now range from the near-UV to near-infrared wavelengths,5,25,33 with a fluorescent QY close to 100% being easily achieved.3436 It is thus not surprising that the last several years have seen tremendous applications of perovskite NCs in solar cell,3740 light-emitting diode,4147 laser,4850 photodetector,5154 and x-ray imaging55,56 devices that used to rely heavily on traditional colloidal NCs of metal chalcogenides and III-V compounds.5759

Due to the quantum confinement effect in semiconductor nanostructures, the electronic wave functions are strongly modified to yield discrete energy levels for the band-edge charge carriers.60,61 With the concomitant developments of single-particle spectroscopy62 and single-photon detection63 techniques, various interesting optical phenomena have been discovered in traditional colloidal NCs, such as fluorescent blinking,64,65 single-photon emission,66 exciton fine-structure splitting,67 and quantum-confined Stark effect.68,69 As a new member just stepping into the colloidal NC family, the perovskite NCs should be subjected to intensive single-particle optical characterization to judge whether they will behave differently in any of the above-mentioned photophysical processes. Meanwhile, it is highly expected that new developments should be brought about in the optical studies of single perovskite NCs, especially under the contexts of strong spin-orbit coupling,70 large absorption cross section,71 and fast carrier migration72 that have been widely discussed in their counterpart bulk films.

In this review, we focus on the optical studies of perovskite NCs with the quantum confinement in all three dimensions since those of perovskite nanowires and nanoplatelets are still at the infancy stage due to their unsatisfactory material and optical stabilities. The optical studies of perovskite NC ensembles are valuable in guiding their efficient applications in classical optoelectronic devices, the current status of which has been detailed in several recent reviews.73,74 At the single-particle level, the perovskite NCs are associated with unique single-photon emission characteristics and exciton fine structures, which have outlined a prospective route toward their potential usage in quantum information technologies.

1.

Ensemble Optical Properties

The optoelectronic device applications of semiconductor perovskite NCs are based on their high-density ensemble films, whose optical characterization can provide valuable information on the optimization of relevant operation parameters. The absorption and emission spectra of perovskite NC ensembles can be routinely measured right after synthesis, which is extremely helpful in working out suitable ion compositions and crystal structures for boosting the fluorescent QYs and enhancing the chemical/optical stabilities. The time-resolved photoluminescence (PL) and transient absorption (TA) techniques can then be employed to probe the carrier relaxation and recombination dynamics as well as the charge transport and extraction processes. Under both one- and multi-photon excitations of ultrafast laser pulses, amplified spontaneous emission (ASE) has been demonstrated in perovskite NC ensembles with the reported low thresholds being beneficial for the design of highly efficient laser devices. When self-organized into highly ordered superlattices, the ensemble perovskite NCs can interact with each other coherently via a common light field, the manipulation of which will promote the realizations of superfluorescent lasers and entangled multiphoton light sources.

1.1.

Fundamental Optical Properties

As can be seen from the optical images in Fig. 2(a), the solution CsPbX3 NCs with varying halide compositions can demonstrate different emission colors upon UV-light illumination, which is also reflected in the corresponding PL spectra measured in Fig. 2(b). This composition dependence of bandgap energy is further revealed in Fig. 2(c), where the band-edge absorption and PL peaks of CsPbX3 NCs can be tuned within 400 to 700 nm to cover almost the entire visible-wavelength range. With the subsequent synthesis of CsSnI3 and FAPbI3, the bandgap energy of perovskite NCs can be significantly reduced to arrive at the near-infrared wavelength of 900  nm.33,75 Once the material compositions are fixed, the bandgap energies of perovskite NCs can be additionally tuned by changing the sizes [see Fig. 2(d)], which are normally close to the exciton Bohr diameters to render a relatively weak quantum-confinement effect.5 With the changing compositions and sizes in different batches of perovskite NCs, the recombination lifetimes of band-edge excitons can vary from 1 to 70 ns according to the time-resolved PL measurements performed at room temperature.5,25,75

Fig. 2

(a) Optical images of solution CsPbX3 NCs excited by a UV lamp and (b) the corresponding PL spectra. (c) Absorption and PL spectra of CsPbX3 NCs with different halide compositions. (d) Absorption and PL spectra of CsPbBr3 NCs with different sizes. Reproduced with permission from Ref. 5, courtesy of ACS.

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For the practical applications in commercial optoelectronic devices, the perovskite NCs have to be assembled into high-density films where their mutual interactions are unavoidably present. Based on the time-integrated and -resolved PL measurements, de Weerd et al.76 confirmed the existence of energy transfer from smaller- to larger-sized perovskite NCs, which could be positively employed for directional funneling of the photoexcited energies. Zhang et al.77 discovered that the iodine ions could migrate among mixed-halide CsPbBr1.2I1.8 NCs contained in a high-density film, leading to a blueshift in the PL peak upon light illumination that would recover back to the red side in the dark.

Relevant to the thermal effect in operating optoelectronic devices, the temperature-dependent optical properties of perovskite NCs also deserved to be thoroughly investigated. With the increasing temperatures, most of the studied perovskite NCs demonstrated a blueshift in the PL peaks with broadened linewidths, as a joint effect of lattice expansion and exciton-phonon coupling.7881 In a very rare occasion, Wei et al.79 reported an anomalous redshift observed at 220 K in the PL peaks of CsPbBr3 NC ensembles, which was attributed to the electron–phonon coupling effect. When the temperature was further increased to be above 300 K, Li et al.80 found out that the inorganic perovskite NCs could be thermally deteriorated to cause an irreversible quench in the PL intensities. The temperature-dependent optical properties are also strongly dependent on the existence of defect sites, which have been shown by Ma et al.81 to cause a phase transition from cubic to orthorhombic crystal structures upon cooling all-inorganic perovskite NCs from room temperature.

1.2.

Transient Absorption Measurements

As schematically shown in Fig. 3(a), the charge carriers would undergo complex dynamic processes once being excited into the higher-lying excited states of perovskite NCs, mainly including thermal relaxation, state filling, Auger interaction, and radiative recombination.82 For the time-resolved PL techniques employed in the last section, the best resolution that can be achieved with state-of-the-art photon detectors is at the scale of tens of picoseconds, which is adequate only for measuring the slow recombination lifetime of band-edge excitons. In contrast, the ultrafast TA technique can possess a subpicosecond time resolution limited mainly by the laser pulse width, making it a powerful tool in characterizing the versatile dynamic processes depicted in Fig. 3(a). Right after excitation of the pump laser, hot excitons are created in perovskite NCs, and their Coulomb interactions are capable of inducing a redshift in the bandgap energy that can be detected by the probe laser.83 This will cause a reduced absorption or exciton bleach in the bandgap energy and a photo-induced absorption peak at smaller energies, as shown in Fig. 3(b) from several typical TA spectra measured for perovskite CsPbBr3 NCs.82 Accompanied by a slow buildup of the exciton bleach signal, the photo-induced absorption disappears within 1 ps after laser excitation, signifying almost complete thermal relaxation of hot excitons into the band-edge states at this time scale.83,84 Under high-power laser excitation, the many excitons dwelling at the band-edge states can interact with each other through nonradiative Auger recombination, which will produce a fast decay of the exciton bleach signal within 10 to 100 ps.82,85,86 Interestingly, it was revealed by Mondal et al.87 that the many hot excitons created in perovskite NCs by high laser powers might suffer from the phonon bottleneck effect, where their relaxation process could be significantly impeded due to the lack of available phonons for dissipating the extra thermal energy.

Fig. 3

(a) Schematic for the photoexcited carrier dynamics in perovskite NCs. (b) Typical TA spectra of CsPbBr3 NCs measured at different time delays between the pump and probe laser pulses. Reproduced with permission from Ref. 82, courtesy of ACS.

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After going through the above ultrafast dynamic processes, the perovskite NCs are left with band-edge excitons whose radiative lifetime can be conveniently measured by the time-resolved PL technique. However, the TA measurement has to be invoked again whenever there exists nonradiative decay channels for band-edge excitons, as exemplified by Luo et al.88 in MAPbBr3 NCs that the defect traps from surface ligands could capture the photoexcited charge carriers within 6 to 50 ps. The powerfulness of the TA technique also lies in the fact that it can always pick up observations in the ultrafast studies of perovskite NCs, which are not depicted in the schematic shown in Fig. 3(a) and even not expected before people set out to do the experiments. For example, Rossi et al.89 observed anomalous photo-induced absorption in CsPbBr3 NC ensembles with an energy higher than that of the exciton bleach peak, which they attributed to the breaking of forbidden exciton transitions through the formation of carrier-lattice coupled polarons.

Besides characterizing the intrinsic exciton relaxation and recombination dynamics of perovskite NCs, the TA technique has proven to be extremely helpful in figuring out efficient carrier migration and transfer schemes for their applications in optoelectronic devices. The charge migration rate and diffusion length of CsPbBr3 NC films were estimated by Yettapu et al.90 to be 4500  cm2V1s1 and 9.2  μm, respectively, which are on a par with or even surmount those values possessed by their counterpart bulk single crystals and films.9195 Meanwhile, it takes 0.1 to 100 ps for the photoexcited electrons or holes to be transferred from perovskite NCs to the surrounding organic molecules,9699 resulting in a charge-separation state that can persist even after several microseconds.100 While this charge-separation state is beneficial for realizing efficient charge extraction in photovoltaics, it can be further extended to the photocatalytic and light-harvesting applications according to a recent study by Dana et al.101 on the charge transfer process between perovskite CsPbBr3 and traditional CdSe NCs. In addition to the charge-transfer interaction, triplet energy transfer across the interface formed by perovskite NCs and organic molecules has been discovered,102,103 making this hybrid inorganic–organic system a potential candidate for being used as photon upconverters.104

1.3.

Amplified Spontaneous Emission

The time resolution in the above TA measurements relies critically on the pulse widths of the ultrafast laser sources, which are also indispensable in triggering ASE in perovskite NC ensembles, especially at the femtosecond and high-energy regimes. As shown in Figs. 4(a) and 4(b), Yakunin et al.48 reported the ASE effect of CsPbBr3 NCs right after they were first synthesized in 2015, with the threshold being as low as 5  μJcm2. The ASE wavelengths could be easily tuned by changing the halide compositions [Fig. 4(c)] and, besides the random lasing observed in solid films, the microcavity lasing was also achieved in this work by coupling perovskite NCs with the whispering gallery modes of silicon microspheres. While the easy demonstration of ASE and lasing behaviors in perovskite NCs are related to their large absorption cross sections and high fluorescent QYs, the highly efficient nonlinear absorption properties can further help to implement the ASE processes under the two- and multiple-photon pumping conditions.106108 After the ASE of CsPbBr3 NCs was reported by Pan et al. with a threshold of 12  mJcm2,106 their laser operations were soon realized with a threshold of only 0.9  mJcm2,109 both with two-photon excitations to take advantage of the large absorption cross section of 2.7×106 GM (1GM=1050  cm4s/photon) for this perovskite nanomaterial.109 Meanwhile, great research attention has also been paid to the three-photon pumped ASE, with a low threshold of 5.2  mJcm2 being reported for CsPbBr3 NCs.107

Fig. 4

(a) PL spectra measured as a function of the pump fluence for a solid film of CsPbBr3 NCs and (b) the corresponding threshold behavior for the ASE-band PL intensity. (c) Spectral tunability of the ASE band by means of compositional modulation. (d) Comparison between the mechanisms of biexciton gain and trion gain in neutral (left) and singly charged (right) colloidal NCs. (a)–(c) Reproduced with permission from Ref. 48, courtesy of Macmillan Publishers Limited. (d) Reproduced with permission from Ref. 105, courtesy of ACS.

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The population inversion and optical gain in perovskite NCs are strongly dependent on the existence of biexcitons normally dissipated within 100 ps through the nonradiative Auger recombination process,83 which sets a stringent limit on the ASE establishment time and hence the corresponding threshold. In traditional colloidal NCs of metal chalcogenides, it was observed that intentional charging could lower the ASE threshold,110,111 whose working principle is schematically shown in Fig. 4(d).105 Using a mixture of PbBr2, oleic acid, and oleylamine in 2018, Wang et al.105 modified the surface of CsPbBr3 NCs to obtain long-lived charged excitons and to achieve an ultra-low threshold of 1.2  μJcm2 for the one-photon pumped ASE process. It should be noted that the chemical stability is one of the main concerns in the above ASE studies of perovskite NCs with high laser pulse energies, which is now being actively addressed by the surface passivation105 and inorganic coating112 methods.

1.4.

Superfluorescence

In the above ASE processes, coherent interactions are not expected among the emission dipoles of individual perovskite NCs. However, if an ensemble of optical emitters can interact coherently via a common light field, their correlated emission dipoles would give rise to short and intense bursts of light [see Fig. 5(a)].115 This so-called superfluorescence effect was recently observed by Rainò et al. in three-dimensional micrometer-sized superlattices composed of self-organized, long-range-ordered CsPbBr3 NCs [see Fig. 5(b)],113 implying their uniqueness in homogeneous size distribution and low optical decoherence that are hardly possessed by any other colloidal NC systems. The novel optical features of superfluorescence such as redshifted energy [Fig. 5(c)], much shortened lifetime, bunched photon emission [Fig. 5(d)], and Burnham–Chiao ringing have opened exclusive pathways for the cooperative applications of perovskite NCs in multiphoton quantum light sources. Meanwhile, it might be feasible to embed perovskite NCs inside an optical cavity for the construction of superfluorescent lasers already achieved in atomic systems,116,117 wherein the cooperative exciton recombination can result in an instant consumption of all coherent emission dipoles. In a recent attempt by Zhou et al.,114 the individual superlattices made of CsPbBr3 NCs could be assembled again to form the microcavity with a quality factor of 1800. The occurrence of superfluorescence lasing could be deduced from the pumping-density dependences of the PL peaks and intensities shown in Figs. 5(e) and 5(f), respectively, and was also reflected in the associated superfluorescent lifetime of 4 ps as compared to that of 29 ps without the cavity enhancement. Overall, the successful observation of the superfluorescence effect and the subsequent demonstration of superfluorescence lasing have started driving perovskite NC ensembles into the quantum-information-processing regime, a goal that is also being currently pursued in their single-particle optical studies.

Fig. 5

(a) Schematic for the buildup process of superfluorescence. (b) High-angle annular dark-field scanning TEM image of a single superlattice composed of CsPbBr3 NCs. Inset: A magnified view for part of the superlattice showing individual CsPbBr3 NCs. (c) PL spectra measured for CsPbBr3 NCs contained in a superlattice and a normal film, respectively. The high- and low-energy bands are assigned to uncoupled and coupled NCs, respectively. (d) Second-order autocorrelation functions measured for high- (upper graph) and low-energy (lower graph) bands, respectively. Inset: An example of superbunching from a single superlattice of CsPbBr3 NCs. (e) PL spectra measured for CsPbBr3 NCs in a superlattice microcavity showing enhanced superfluorescence. Inset: Simulated field distribution of the whispering gallery mode in this microcavity. (f) PL intensities of the cavity mode measured as a function of the laser pumping intensity. Inset: Lorentz fitting of the cavity mode with a quality factor of 1800. (a)–(d) Reproduced with permission from Ref. 113, courtesy of Springer Nature Limited. (e), (f) Reproduced with permission from Ref. 114.

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2.

Single-Particle Optical Properties

Aside from the optical studies of perovskite NC ensembles for the good use of them in classical optoelectronic applications, the single-particle optical characterization is essential in uncovering intrinsic quantum-light characteristics that are increasingly required for investigating the artificial-atom physics and promoting the potential applications in quantum information technologies. The discrete energy levels resulting from the quantum confinement, when coupled with the defect-tolerant feature, can render single-photon emission from a single perovskite NC with suppressed PL blinking and spectral diffusion effects. This has allowed the discovery of stable exciton fine structures in single perovskite NCs, which could originate from either the electron–hole exchange interaction or the Rashba effect. The exciton dephasing time in the emission state of a single perovskite NC can now be estimated from photon-correlation Fourier spectroscopy (PCFS), while the realization of quantum interference measurement on the absorption state has represented the first example of coherently manipulating the exciton wave functions in a colloidal NC system. Owing to the large absorption cross section, the two-photon excitation approach is expected to play an important role in studying the quantum optical properties of single perovskite NCs, especially under the near-resonant and resonant conditions with the greatly attenuated background signals.

2.1.

Single-Photon Emission Characteristics

The quantum-confinement effect in single colloidal NCs can yield discrete energy levels for the single-photon emission from neutral excitons.66 However, it can also reinforce nonradiative Auger recombination of charged excitons.59 Thus, even under continuous laser excitation, the PL intensity of a single colloidal NC could switch between the “off” and “on” states due to the fast charging and discharging events, the former of which arises mainly from surface trapping of the photoexcited electrons or holes.64 The surface-trapped charge carriers are capable of imposing local electric fields on a single colloidal NC, so that the above fluorescent blinking effect is normally accompanied by spectral diffusion that can significantly broaden the measured PL linewidth.118 Due to the existence of fluorescence blinking in a single colloidal NC, the fluorescent QY is greatly jeopardized and the single photons can only be detected intermittently to bring uncertainties in their further manipulations. Over the last several decades, tremendous chemical approaches have been tested in order to overcome this annoying optical deficiency in traditional colloidal NCs by means of suppressing the nonradiative Auger recombination and reducing the surface carrier traps.119122 However, it is still a very challenging goal to eliminate fluorescent blinking and spectral diffusion simultaneously, together with an ultranarrow PL linewidth measured stably at cryogenic temperatures.

Single-photon emission from single perovskite CsPbX3 NCs was reported by Park et al.123 in 2015 under both continuous-wave [Fig. 6(a)] and pulsed [Fig. 6(b)] laser excitations, which suffered a lot from the fluorescence blinking effect [Fig. 6(c)]. At the same time, single-photon emission and the associated fluorescence blinking were also reported by Hu et al.125 in single CsPbBr3 NCs, which additionally demonstrated several superior optical properties such as a large absorption cross section, a fast radiative lifetime, and a suppressed dark-exciton emission. Sharma et al.126 later discovered that the optical and chemical properties of single CsPbBr3 NCs could be strongly influenced by the surrounding polymers, thus suggesting an alternative way of adjusting their relative energy-level alignments for a full suppression of the fluorescence blinking effect.

Fig. 6

Second-order autocorrelation functions measured for a single CsPbI3 NC under both (a) continuous-wave and (b) pulsed laser excitations. (c) PL intensity time trace and the corresponding distribution histograms recorded for a single CsPbI3 NC. (d) PL intensity time trace measured for a single CsPbI3 NC with suppressed fluorescence blinking. (e) Time-dependent PL spectral image measured for a single CsPbI3 NC with suppressed spectral diffusion. (a)–(c) Reproduced with permission from Ref. 123, courtesy of ACS. (d), (e) Reproduced with permission from Ref. 124, courtesy of ACS.

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Surprisingly, Hu et al.124 later discovered that the fluorescence blinking behavior was completely missing in single CsPbI3 NCs under low-power laser excitation, as can be seen from the PL intensity time trace plotted in Fig. 6(d). Due to the accompanied suppression of spectral diffusion, a resolution-limited PL linewidth could be reliably measured for a single CsPbI3 NC at the cryogenic temperature of 4 K [see Fig. 6(e)]. The above optical stabilities are more or less possessed by single perovskite NCs with other compositions such as CsPb(Cl/Br)3127 and FAPbBr3,128 signifying the important role played by defect tolerance129 in removing the carrier traps for band-edge excitons. The ultranarrow PL linewidths, which are readily available from these single perovskite NCs and robust during the measurement time, have become the decisive factor in resolving their exciton fine structures.

2.2.

Exciton Fine Structures

According to the density-functional-theory calculations performed on metal-halide perovskites,130,131 the valence band maximum comes from a hybridization of the s-orbitals of metal ions and the p-orbitals of halide ions, corresponding to an overall s symmetry with the hole angular momentum of |1/2,±1/2. Meanwhile, the conduction band minimum is contributed by the p-orbitals of metal ions and, due to mixing of their wave functions with the electron spin through spin-orbit coupling, a doubly degenerate electron state is also obtained with the angular momentum of |1/2,±1/2. For the as-formed band-edge excitons, the electron–hole exchange interaction would take further effect to result in a spin-forbidden, dark singlet state and a spin-allowed, bright triplet state with the total angular momentums of 0 and 1, respectively.

Preliminary evidence for the above exciton fine structures was provided by Rainò et al.127 in their cryogenic-temperature optical studies of single CsPb(Cl/Br)3 NCs; the three-peaked PL spectrum shown in Fig. 7(a) suggested a complete splitting of the triplet bright-exciton states. Later on, it was reported by Yin et al.133 that mainly doublet PL peaks were emitted by single CsPbI3 NCs, while Fu et al.134 observed either doublet or triplet PL peaks from their optical studies of single CsPbBr3 NCs. At that time, the various types of PL peaks presented by single perovskite NCs could be largely explained by the electron–hole exchange interaction model, with the form of exciton fine-structure splittings being critically dependent on the underlying crystal phases.134136 Specifically, the triply degenerate bright-exciton state in the cubic phase is split into a doubly degenerate state and a nondegenerate state in the tetragonal phase, the former of which would be further split into two nondegenerate states in the orthorhombic phase. While the orthorhombic phase seems to be taken by the CsPbX3 bulk and NC ensembles at room temperature,137140 it was proposed by Fu et al.134 that the single CsPbBr3 NCs contained even in the same batch of the sample could possess different crystal phases at cryogenic temperatures. By studying single CsPbI3 NCs from the fresh and deteriorated samples, Yin et al.141 observed that they were associated with the doublet and triplet PL peaks, respectively, implying the occurrence of a crystal phase transition that resulted in a reduced crystal field to significantly modify the exciton fine structures.

Fig. 7

(a) PL spectrum measured for a single CsPb(Cl/Br)3 NC with three emission peaks. (b) Schematic for the energy-level structures of band-edge excitons in metal-halide perovskite NCs, under the influences of both electron–hole exchange interaction and the Rashba effect. (c) One-, two-, and three-peaked PL spectra measured for three different FAPbBr3 NCs at zero magnetic field (upper panels), and their corresponding four-peaked PL spectra measured at the magnetic fields of 7, 4.4, and 7 T (lower panels), respectively, all revealing the lowest-energy singlet dark-exciton peak. (a) Reproduced with permission from Ref. 127, courtesy of ACS. (b) Reproduced with permission from Ref. 132, courtesy of Macmillan Publishers Limited. (c) Reproduced with permission from Ref. 128, courtesy of Springer Nature Limited.

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From the magneto-optical measurements of single CsPbBr3 NCs, Isarov et al.142 proposed alternatively that the exciton fine-structure splittings observed at a zero magnetic field might be a direct consequence of the Rashba effect, when considering strong spin-orbit coupling in metal-halide perovskites and possible symmetry breaking due to surface or lattice imperfections. The influence of the Rashba effect on the exciton fine structures was then thoroughly studied by Becker et al.,132 a major conclusion of which was that the singlet dark-exciton state should be located higher in energy than those of the triplet bright-exciton ones [Fig. 7(b)]. This intriguing energy-level alignment could be invoked to explain why the dark excitons are non-emissive and the bright excitons are highly fluorescent in common optical measurements, since their interaction channels are effectively closed in a single perovskite NC. In great contrast, the dark excitons of traditional CdSe NCs have been confirmed to occupy the lowest position in the energy-level structures, making it easy to observe their optical emission either directly or by applying a magnetic field.143,144

Very recently, Tamarat et al.128 performed magneto-optical measurements on single FAPbBr3 NCs and it turned out that the dark-exciton emission could be brightened but with the lowest energy [Fig. 7(c)], which contradicted what had been proposed by Becker et al.132 in the Rashba effect model. This strongly implies that the electron–hole exchange interaction should play a dominant role in determining the exciton fine structures at least in this perovskite NC system, and the thermal-mixing effect between bright and dark excitons should be extremely weak due to the requirement of two LO phonons in their spin-flip processes.145 Theoretically, it was still speculated by Sercel et al.146 that there might exist a competition between the electron–hole exchange interaction and the Rashba effect, with the latter one being more prevalent in perovskite NCs with larger dimensions or, equivalently, weaker quantum confinement. It is obvious that there are still ongoing debates as to the real origin of exciton fine structures in single perovskite NCs, which might be further influenced by the crystal phases and the shape anisotropy.128,135,147 However, the stable existence of exciton fine structures has rendered unprecedented research opportunities in coherently manipulating the exciton wave functions for novel atomic and quantum physics, as well as for practical quantum-information-processing applications.

2.3.

Coherent Optical Properties

Coherent optical control of the fine-structured exciton states was achieved in single epitaxial quantum dots (QDs) in 1998,148 followed by the subsequent demonstration of Rabi oscillations,149 vacuum Rabi splittings,150 and Mollow triplets151 that have pushed these solid-state artificial atoms firmly into quantum information technologies. The above achievements in single epitaxial QDs rely critically on their suppressed fluorescence blinking and spectral diffusion effects, which result in stable and ultranarrow PL linewidths in the fine-structured exciton peaks. Now that the newly emerged single perovskite NCs have been equipped with quite similar optical stabilities, it is time for them to undergo intensive coherent optical investigations in which the additional benefit of emitting at visible wavelengths should make it easier for effective photon manipulations and detections.

The coherent optical studies of perovskite NCs started with the ensemble CsPbBr2Cl case in 2018 wherein Becker et al.152 utilized the transient four-wave mixing technique at 5 K to probe a dephasing time of 24.5 ps for the photogenerated excitons coupled coherently with the phonon modes. Utzat et al.153 switched the coherent optical studies to single CsPbBr3 NCs in 2019, with their residual spectral diffusion being compensated by the PCFS technique whose working principle and optical setup are schematically shown in Fig. 8(a). As analyzed from the PCFS data shown in Fig. 8(b), the dephasing time of 80  ps estimated for emission-state excitons was close to the radiative lifetime of 210  ps, suggesting the possibility of generating indistinguishable single photons from a single CsPbBr3 NC. Using the Michelson-type interferometric setup plotted in Fig. 8(c), Lv et al.154 moved one step further to coherently manipulating the wave functions of absorption-state excitons in a single CsPbI3 NC excited by two time-delayed laser pulses. As shown in Fig. 8(d), the two exciton wave functions thus created could interfere coherently as a function of the time delay, which was monitored by the corresponding PL intensity oscillations to estimate a dephasing time of 10  ps for absorption-state excitons. The coherent single-photon emission and quantum interference effect reported in the above works have added two critical quantum features to the current optical studies of single perovskite NCs, and the chemical synthesis procedures and optical characterization tools should be continuously polished to help expedite their transition process from classical to coherent optics.

Fig. 8

(a) Schematic for the PCFS measurement of a single CsPbBr3 NC with an energy separation of Ω1 between the two fine-structured exciton states of |ΨY and |ΨZ. For a short interphoton arrival time of τ<100  μs and with the variation of the path-length difference δ, PCFS measures the envelope of the interferogram squared, which is modulated at a frequency of 1/Ω1 with a decaying amplitude of e2/T2δ. (b) For a specific single CsPbBr3 NC with Ω1=0.109  meV, an exciton dephasing time of T2=78  ps can be fitted from the PCFS data, corresponding to a PL linewidth of Γ=17  μeV estimated from the Fourier-transformed spectral correlation (inset). (c) Schematic for the quantum interference measurement of a single CsPbI3 NC, excited by two trains of picosecond laser pulses with the coarse and fine time delays of τc and τf, respectively. (d) PL intensity measured at τc=12  ps for a single CsPbI3 NC as a function of τf, showing an oscillating behavior due to quantum interference between the two exciton wave functions (inset). The oscillating amplitudes of PL intensities obtained at different τc values could be exponentially fitted to yield an exciton dephasing time of 11.12 ps. (a), (b) Reproduced with permission from Ref. 153, courtesy of the American Association for the Advancement of Science. (c), (d) Reproduced with permission from Ref. 154, courtesy of ACS.

AP_2_5_054001_f008.png

2.4.

Two-Photon Excitation

The two-photon excitation studies of semiconductor colloidal NCs are aimed mainly at promoting their bioimaging and bio-labeling applications, owing to the higher spatial resolution, deeper penetration depth, and smaller sample damage as compared to those of one-photon excitation.155,156 Due to the small absorption cross section possessed by traditional colloidal NCs, most of the previous two-photon excitation studies have been performed at the ensemble level. There only exists a limited number of reports on the two-photon excitation studies of single colloidal metal-chalcogenide NCs, where their fundamental optical properties such as single-photon emission,157 spectral diffusion,158 and fluorescence blinking159 were briefly investigated.

The two-photon absorption cross sections have been estimated for ensemble perovskite NCs by means of collection efficiency,108,160 Z-scan,107,109,160162 and TA163 measurements. The obtained values fall within the range of 104 to 106 GM, which are tremendously larger than the two-photon absorption cross sections possessed by traditional metal-chalcogenide NCs.156,164 This large absorption cross section has been utilized to realize two-photon pumped ASE and lasing actions in perovskite NC ensembles,106,109 as already detailed in a previous section of this review. In 2019, Cao et al.165 made the first two-photon excited PL measurements on single perovskite NCs of CsPbI3, demonstrating a better spatial resolution in the confocal scanning PL images than that from one-photon excitation [see Figs. 9(a)9(c)]. Under both two- and one-photon excitations, quite similar optical properties were measured in the fluorescent blinking, PL lifetime, and single-photon emission of the same single CsPbI3 NC, but an extra advantage of strongly reduced background fluorescence was obtained in the former case. Based on the PL saturation measurements [see Fig. 9(d)], the authors developed a new method in this report to estimate an average two-photon absorption cross section of 6.8×106 GM for single CsPbI3 NCs, which could be extended to other ensemble and single semiconductor nanostructures influenced by multiple-exciton nonradiative Auger recombination.

Fig. 9

Confocal scanning PL images of single CsPbI3 NCs excited at (a) 405 nm and (b) 800 nm, respectively. (c) PL intensity profiles drawn across the solid lines in (a) and (b), and fitted with the Gaussian distributions, respectively. (d) PL intensities of a single CsPbI3 NC plotted as a function of the square of the excitation laser power density, showing the PL saturation effect. Reproduced with permission from Ref. 165, courtesy of AIP Publishing.

AP_2_5_054001_f009.png

In single epitaxial QDs, the two-photon excitation technique has proved to be useful in resonantly driving the biexciton states166 to realize indistinguishable polarization-entangled photon pairs.167,168 For resonant excitation of the single-exciton state for elongating the exciton dephasing time,151 the complex sample designs and optical techniques are not required in the two-photon excitation approach to isolate the scattered laser light from the fluorescence signal of a single epitaxial QD. In this sense, the two-photon excited PL can go well beyond fundamental optical characterization of single perovskite NCs to serve as a powerful tool in interrogating their coherent optical properties discussed in the previous section.

3.

Conclusions and Perspective

In this review, we summarize recent progress made on the optical studies of perovskite NCs, which can serve double purposes, for researchers to get familiar with this novel type of semiconductor nanostructure and to seek unique opportunities in fundamental physics and practical applications. The colloidal perovskite NCs can now be cheaply and facilely synthesized, with their ion compositions and structural parameters being widely tuned by versatile chemical methods. It is not surprising to see that the perovskite NCs possess many optical properties similar to those of traditional colloidal NCs, such as metal chalcogenides,59,169173 but they additionally exhibit a rich spectrum of unique features at both the ensemble and single-particle levels. As revealed from the time-resolved PL and TA measurements, the charge carriers in perovskite NCs are featured with high transport rates in the films and can be conveniently extracted to other interfacing materials, which are both crucial for efficient operation of solar cell devices. While the above optical studies are directed to the development of commercial optoelectronic devices, the unique material and electronic properties have made it possible to observe superfluorescence from perovskite NC ensembles. This novel optical phenomenon can be potentially manipulated not only to realize classical laser operations with ultranarrow linewidths and tunable wavelengths but also to promote new-concept applications in multiple-photon quantum light sources.

Even more quantum applications can be envisioned from the optical studies of single perovskite NCs, whose defect tolerance is critical for achieving the single-photon emission behavior with suppressed PL blinking and spectral diffusion. With the subsequent revelation of stable exciton fine structures, single perovskite NCs are now standing out in the forefront of all currently available colloidal nanostructures for mimicking the discrete energy levels of natural atoms. Compared to traditional metal-chalcogenide NCs possessing a total of eight energy levels for the band-edge excitons,174 only three bright-exciton states and one dark-exciton state need to be considered in the perovskite NC case, thus greatly simplifying the theoretical explanations and experimental manipulations. In the Rashba effect theory applied to single perovskite NCs, a fascinating scenario is proposed to place the dark-exciton state higher in energy than those of the bright-exciton ones. However, very recent magneto-optical measurements have confirmed that the dark-exciton state is with the lowest energy at least in some types of single perovskite NCs, thus pointing to the electron–hole exchange interaction as the most likely origin for the exciton fine structures. From quantum interference measurement on one of the fine-structured absorption states, the exciton dephasing time of single perovskite NCs has been successfully estimated, which marks the first step toward pushing it into the exciting regime of quantum information technologies.

As another type of important semiconductor nanostructure, single epitaxial QDs are now being widely employed within the context of quantum information technologies, starting mainly from their first quantum interference measurement in 1998,148 which has since triggered observations of various other coherent optical properties, mainly including Rabi oscillations,149 vacuum Rabi splittings,150 and Mollow triplets.151 The same research route will be naturally adopted in the optical studies of single perovskite NCs, not only to reproduce the above traditional coherent optical properties but also to harvest new quantum physics dictated by their unique material and electronic properties such as the soft lattice and the large polaron effect.89,175 Meanwhile, it is possible to remove the exciton fine structures of a single perovskite NC by applying external magnetic and electric fields, so that entangled photon pairs can be generated at the visible wavelengths to compensate those emitted by single epitaxial QDs at the near-infrared spectral range.

Finally, it should be noted that, as a novel type of semiconductor nanostructure, perovskite NCs are of course facing a bunch of challenging problems that need to be solved in future explorations. The chemical stability of metal-halide perovskite NCs can be strongly influenced by the surrounding environment and even light illumination at room temperature,176 which has slowed down their large-scale commercialization in classical optoelectronic devices. The chemical routes need to be continuously polished for the synthesis of more robust perovskite NCs along with judicious controls over their sizes, which are now falling largely within the weak to intermediate regimes of quantum confinement.128,132,135,136,146,147 The chemical stability is not an obvious issue for single perovskite NCs studied at cryogenic temperatures. However, their PL linewidth is almost one order of magnitude broader than that routinely measured for single epitaxial QDs.177 This thus poses a serious concern as to whether the PL linewidth can be further reduced by the removal of residual spectral diffusion, or it is intrinsic to single perovskite NCs as an ultimate limit that is unsurmountable. Besides the quantum interference effect, more coherent optical properties are yet to be demonstrated from single perovskite NCs, so that they can firmly bridge the research gap between colloidal NCs and epitaxial QDs where current investigations are focused on classical optoelectronic devices and quantum information technologies, respectively.

Acknowledgments

This work was supported by the National Key R&D Program of China (Grant Nos. 2019YFA0308700 and 2017YFA0303700), the National Natural Science Foundation of China (Grant Nos. 61974058, 11574147, and 11974164), and the PAPD of Jiangsu Higher Education Institutions.

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Biography

Xiaoyong Wang received his bachelor and master degrees of optical engineering from Tianjin University, China and his PhD of physics from University of Arkansas at Fayetteville, USA. He took postdoctoral positions in the physics department of the University of Texas at Austin and then in the chemistry department of the University of Rochester, USA. Currently, he is a full professor in the school of physics at Nanjing University, China.

Biographies of the other authors are not available.

CC BY: © The Authors. Published by SPIE under a Creative Commons Attribution 4.0 Unported License. Distribution or reproduction of this work in whole or in part requires full attribution of the original publication, including its DOI.
Zengle Cao, Fengrui Hu, Chunfeng Zhang, Shining N. Zhu, Min Xiao, and Xiaoyong Wang "Optical studies of semiconductor perovskite nanocrystals for classical optoelectronic applications and quantum information technologies: a review," Advanced Photonics 2(5), 054001 (21 September 2020). https://doi.org/10.1117/1.AP.2.5.054001
Received: 12 June 2020; Accepted: 25 August 2020; Published: 21 September 2020
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Cited by 33 scholarly publications and 1 patent.
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KEYWORDS
Perovskite

Excitons

Absorption

Semiconductors

Optical properties

Nanocrystals

Picosecond phenomena

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