1.IntroductionPhoton migration through a turbid medium, e.g. tissue, depends on the optical properties of that medium. These properties are represented by the absorption (μa) and scattering (μs) coefficients, the probability distribution of the scattering angles, p(θ), and the tissue refractive index. Recently, large efforts have been spent on in vivo determination of the tissue optical properties, using affordable techniques, such as measurement of the spatially resolved diffuse reflectance, that can be implemented in instruments for clinical use.1 2 3 4 5 6 7 8 9 The optical properties can be used directly for diagnostics, since, e.g., brain and breast tumors have higher absorption than surrounding, non-neoplastic tissue.1 10 Furthermore, knowledge of tissue bulk absorption at distinct wavelengths can be used for analysis of the tissue content of major chromophores, such as hemoglobin, melanin, fat, and water.10 By using two wavelengths, the relative amounts of oxygenated and reduced hemoglobin can be estimated, as in pulse oximetry. However, the latter method is based on the assumption that the migrated photon pathlength is equivalent at the two different wavelengths6—an assumption that can be questioned, considering the fact that optical properties display a wavelength dependence.9 11 Laser Doppler flowmetry (LDF) is an established method for monitoring microvascular perfusion in vivo. However, one problem with the method is the difficulty in making inter- and even intraindividual comparisons, due to varying tissue optical properties. It has been shown, that for a constant perfusion, the LDF output signal is affected both by changes in scattering and absorption of the turbid medium.12 The generated perfusion estimate is based on the interaction between photons and moving scatterers, an estimate sensitive to both the velocity and concentration13 of moving scatterers (mainly red blood cells) as well as the photon pathlength.14 15 The origin of the pathlength variations is not only found in the tissue optical properties, but also in the source detector separation, ρ, of the LDF probe (normally 0.25–1 mm).12 15 The tight relationship between optical properties and photon pathlength suggests that similar approaches could be used in estimating the two; hence, possibly enabling us to eliminate the pathlength influence on the LDF readings. To our knowledge, no author has previously presented a method based on local reflectance at small ρ for determination of the photon pathlength in a turbid medium. Such a method could also be used for further development of pathlength dependent methods, e.g. pulse oximetry and reflectance spectroscopy. Therefore, the aim of the present study is to develop a method for local estimation of photon pathlength, using the spatially resolved diffuse reflectance profile in the 0–2 mm range. We will show in this paper, that for a wide range of optical properties, applicable to human skin, the average pathlength can vary by almost a factor 6 for a source detector separation of 2 mm. We have devised methods based on a one-layer homogenous tissue model, that can predict the average pathlength of the photons at various source detector separations, with a root-mean-square (rms) error of about 5. 2.Materials and Methods2.1.Simulation ModelFor small source detector separations (0–2 mm) and optical properties where ρμs ′<10 [μs ′=μs(1−〈cos θ〉), the reduced scattering coefficient, 〈cos θ〉=average cosine of the scattering angles], the diffusion approximation of the transport equation is not generally applicable.2 16 Further, the diffusion approximation is only valid when μs ′≫μa. 16 17 Therefore, with the setup used in the present study, photon pathlengths must be statistically determined by means of Monte Carlo simulations. The Monte Carlo simulation software used in this study was developed by de Mul et al.; (MontCarl 2001, version 20.01 a).18 For all simulations, a homogenous semi-infinite slab with a thickness of 100 mm with different optical properties according to Tables 1 and 2, was used. A low concentration of homogeneously distributed moving scatterers (corresponding to μs=0.1 mm −1 ) with a constant velocity, v=1.0 mm/s, parallel to the slab surface, was introduced in the model. All scattering events, due to both moving and static scatterers, were modeled with the same phase function. In order to estimate the LDF perfusion, all Doppler shifts due to photon interactions with moving scatterers were stored. The refractive index of the ambient air was set to n=1.0, whereas the refractive index of the slab was set to n=1.44, which is considered a relevant value for human skin.19 20 A divergent circular light beam (NA=0.37) with a diameter of 0.2 mm and a rectangular intensity distribution impinged on the slab surface. All photons exiting the upper slab surface at a radial distance (ρ) from the center of the source in the range 0.13⩽ρ⩽2.17 mm were detected. This geometry was subsequently transformed mathematically into mimicking a linear array of ten fibers, with one transmitting, and nine receiving fibers (Figure 1). The fibers were located adjacent to each other, with a center-to-center separation of 230 μm, each fiber having a core diameter of 200 μm, and a surrounding cladding with a thickness of 15 μm. The specific geometrical and optical properties of the simulated fiber optic probe is similar to a probe we have previously used for LDF measurements.12 In all simulations, 500 000 photons were detected. The number of emitted photons in each simulation ranged from less than 800 000 to more than 16 million for the different setups of optical properties. In order to simulate a light source with a constant intensity, the number of detected photons was normalized by the number of emitted photons. Table 1
Table 2
The Henyey–Greenstein phase function21 was used in conjunction with an isotropic phase function to describe the photon scattering, where θ is the deflection angle and g HG is the anisotropy factor. The proportions used were 96 Henyey–Greenstein and 4 isotropic phase function. Hence, the resulting phase function can be expressed as where β=0.04. This combination of a highly forward scattering component, such as the Henyey–Greenstein phase function (g HG ⩾0.7), and an isotropic component, has been found to adequately describe light scattering in biological tissues.1 2A large reference space, used to develop pathlength estimation methods, was defined. It consisted of equidistant optical properties, with the intention to encompass the range of values from in vitro and in vivo estimations of human epidermis and dermis at λ=632 nm. 11 19 20 22 Therefore, all combinations of parameters in Table 1 were chosen as input parameters in the Monte Carlo model, thus, requiring 6×6×4=144 simulations. Second, a validation space for evaluation of the accuracy of the pathlength estimation methods was defined. It was setup to maximize the distances to the nearest combination of optical properties in the reference space (Table 2). The validation space consisted of 5×5×3=75 simulations. 2.2.Extraction of Simulated DataIn order to speed up the simulations, all photons emerging at 0.13⩽ρ⩽2.17 mm were detected. The detection area was divided into concentric rings, the width of which coincided with the diameter of the individual fibers (0.23 mm including core and cladding, or 0.2 mm excluding the cladding). However, since the differential area of each ring at a certain radial distance from the source will not automatically match that of a circular fiber at the same ρ, a conversion algorithm was devised in order to adjust the number of detected photons (Appendix A and B). The simulation data was imported into MATLAB® 6.0, and processed to yield a light intensity decay, representative of the geometrical and optical properties of the simulation model, as described in Appendix B. 2.3.Estimation of Photon Pathlength: PreprocessingThe average pathlength migrated by the photons was predicted either with or without data preprocessing. Two basic preprocessing methods were employed. 2.3.1.Linearization and Data Fitting to an Analytic ExpressionFor each combination of optical properties, the simulated intensity decay (Appendix B) was fitted to the following expression of the spatially resolved diffuse reflectance [Ri=R(ρi)] as a function of the discrete source detector separation, ρi (ρi=0.23,0.46,…,2.07 mm): where m1=ln m1 ′. This is the logarithmic form of a modified expression originating from diffusion theory, introduced by Groenhuis et al.;5 This form of the expression was introduced in order to minimize the relative fitting error in a least squares sense, using linear regression, solving for m1, m2, and m3. None of the three parameters m1, m2, or m3 were fixed, and the number of fibers used for the fitting of the above expression was varied. In contrast, some authors5 6 7 have used set values of m2 (0.5, 1, and 2), whereas others have not.3 From the earlier expression, it is evident that m1 acts as an amplification factor, and is thus dependent on absolute measurements of the Ri, whereas m2 and m3 merely describe the shape of the intensity decay, and not the absolute level.2.3.2.AutoscalingTwo of the interpolation methods discussed in the next section, the K-nearest-neighbor method and the linear interpolation using a Delaunay triangulation, will both yield results that depend on the geometrical distances between the predictor data points (in this case mk and ln Ri ). Since the various data sets of predictors ( mk and ln Ri ), displayed great numerical differences and variability, an autoscaling approach was applied. All predictors were autoscaled by normalization with the standard deviation (SD) of the predictors calculated from the reference space.23 2.4.Estimation of Photon Pathlength: Key MethodsThe pathlength, pli=pl(ρi), is in this context defined as the average of the distances migrated by the photons from point of entry (source fiber) to point of detection ( ith detector fiber) (Figure 1). The predicted pathlength, denoted was derived by using four different estimation methods. The simplest approach in finding is to determine the mean pl for each source detector separation, ρi, as an average of all simulations in the reference data set; thus, devising a method that is only dependent on the source detector separation to predict the pli. The more advanced methods are based on two- or three- dimensional pathlength predictors, consisting of either ln Ri or mk values. The K-nearest-neighbor (KNN) method estimates pli as a weighted sum of the pathlengths corresponding to the K closest reference points: where dq denotes the geometrical distance between the point of prediction and the qth closest point in the reference simulation set. Further, a linear interpolation method (LIP) using a Delaunay triangulation of the reference data space, was evaluated (griddata3 in MATLAB® 6.0). Finally, a multiple polynomial regression model of the third degree as a function of m1, m2, and m3 was utilized to estimate pli (MPR): hence, The general MPR includes 20 unknown coefficients aijkl for each of the nine fibers. Model selection, i.e., which of the unknown coefficients that are useful for explaining pli was undertaken in STATISTICA™ 5.5, using forward linear regression. The model was then implemented in MATLAB® 6.0. The general model resulted in a nearly singular matrix when determining the coefficients. Therefore, the m1 3, m2 3, m3 3 terms were excluded. All four estimation methods were evaluated by calculating the mean and SD of the ratio between estimated and simulated pathlength as well as the rms of the relative error for the validation space.2.5.Estimation of Tissue Perfusion Using the Laser Doppler PrincipleEach time a photon interacted with a moving scatterer, the corresponding Doppler shift was recorded. If multiple interactions with moving scatterers occurred, the individual Doppler shifts were summed up. The distribution of Doppler frequency shifts was characterized by calculating a histogram with 24.4 Hz wide frequency bins, centered around 0 Hz. Thereafter, the histogram was convolved with itself, creating a Power spectrum for each detector i, Pi(ω). Subsequently, the power at negative frequencies were mirrored to the corresponding positive frequencies, and the perfusion estimate, Perfi, was calculated by summation of ωPi(ω), for ω in the interval corresponding to 12–12 500 Hz. Finally, the perfusion estimate was normalized by Ri 2:13 15 3.ResultsThe variations in the average photon pathlength as a function of the source detector separation at discrete distances, ρi, for the 144 different combinations of optical properties in the reference space is depicted in Figure 2. The mean and SD of the pli basically increase linearly with the source detector separation. For the ninth detector fiber (ρi=2.07 mm), the average pli varies almost sixfold (5.0–28.8 mm). Even for the first detector fiber (ρi=0.23 mm), the ratio between the longest and the shortest pli is close to 2.6 (range 0.94–2.41 mm). The result of predicting pli of the validation space using the average pli from the reference space is presented in Figures 3 and 4. This method overestimates pli by 9–19 (mean) with a SD of 18–32, and a rms of the relative error of 20–37 (hereafter referred to as rms error). The range of pl ratios for the ninth fiber was 0.52–1.81. The more sophisticated prediction methods KNN, LIP, and MPR yielded results with comparable accuracy. However, the LIP method was not able to predict all pli, due to the fact that some predictor points in the validation space fell outside the convex hull of the triangulated reference space. Therefore, this method was not further used. As for the KNN method, the data set was preprocessed using autoscaling, since this in general improved accuracy. The KNN method was evaluated for K in the range 1–16 and the optimal K value was chosen individually for each fiber (range 3–10), where the optimal K is defined as the K value resulting in the prediction with the smallest rms error. One previously suggested method,24 is to predict pli based on two Ri values. The Ri from fibers 3 and 7 ( ρi=0.69 mm and ρi=1.61 mm ) gave the most accurate (Figure 4), when applying the KNN method. On average, this method yielded a 1.6–5.6 overestimation of with a SD of 3.6–6.9 and a rms error of 3.9–8.7. The range of pl ratios for the worst case, fiber nine, was 0.91–1.36. Extending the KNN approach to three different Ri yielded slightly more accurate and precise results, compared to the case with two different Ri. The Ri values from fibers 2, 4, and 7 appeared to give the most accurate The is overestimated by 1.5–4.5, with a SD of 4.0–6.4 and a rms error of 4.2–7.6. The range of pl ratios for fiber 6 (worst case) is 0.83–1.24. For the sake of clarity, these data were excluded from Figure 4. Estimation of pli based on m2 and m3 (derived from all nine fibers) using the KNN method is also presented in Figure 4. The is overestimated by 2.4–7.3, with a SD of 10.3–28.1 and a rms error of 10.5–28.8. The worst case range of pl ratios was for fiber 9 (0.41–2.01). The KNN method using m1, m2, and m3, predicted pli to within −0.09–1.1, with a SD of 3.8–6.9 and a rms error of 3.8–7.0 (Figure 4). The worst case range of pl ratios (fiber 9) was between 0.82 and 1.16. Decreasing the number of detectors in the fitting to Eq. (3) results in a decreased accuracy and precision of the using the KNN method. In all cases, the best predictions are obtained using all nine detectors. However, generally, accuracy and precision was maintained down to using only the five detector fibers closest to the source. After removal of more fibers, accuracy unequivocally deteriorated. Applying the MPR method to the same m1, m2, and m3 data set, slightly improved the predictions (Figures 4 and 5). The mean error ranged between −0.01 and 0.78 of the simulated pli using all nine detectors, with a SD of 3.0–5.5 and a rms error of 3.0–5.4. The range of pl ratios for fiber 6 (worst case) was 0.86–1.15. For a fixed 〈cos θ〉=0.875, the calculated LDF perfusion [Eq. (7)] increases almost linearly with pli (Figure 6). The perfusion estimate ranges from 69–694 a.u., considering all source detector separations. Even within one fiber, the perfusion estimate can vary substantially. At ρi=0.46 mm, the perfusion estimate varies between 109 and 237 a.u. (Figure 7), and increases linearly with pli (ranging from 1.75 to 3.41 mm). 4.DiscussionThe aim of this study was to devise a method that could estimate the average pathlength, pli, migrated by photons in turbid media, at discrete source detector separations, ρi. The method has to be robust and applicable to a wide range of optical properties, in order to be useful in a clinical setting. It should be easy to measure and calculate the predictors, allowing the investigator to monitor pathlength variations in vivo, preferably real time. The tissue volumetric resolution of the optical properties and, hence, pathlength determination, depends on the source detector separation, ρ. Using a small ρ, local tissue inhomogeneities in the mm3 range can be revealed.2 By using a larger ρ, the influence of deeper tissue structures in the cm3 domain is detected.10 We present a method, based on the spatially resolved diffuse reflectance in the 0–2 mm range, that yields with a rms error of approximately 5. The significance of being able to predict pl is illustrated in Figure 2. The longest pathlength migrated by a photon can be almost six times greater than the shortest one with a source detector separation of 2.07 mm. Source detector separations up to about one mm can yield more than three-fold variations in pl (2.8–9.2 mm). A number of different methods for predicting the pli are presented in this paper. All but one are based on measuring the diffuse reflectance, at two to nine discrete detector locations. The simplest method finds based on the average of the simulated photon pathlengths as a function of ρi; thus, rendering any measurements unnecessary. However, these predictions have a systematic overestimation of 9–19 and large SDs, probably due to the choice of validation data set, making this method less useful. Of the three remaining estimation methods evaluated in this study, only one is independent of the absolute magnitude of the diffuse reflectance, Ri, thereby avoiding problems with absolute intensity calibration. This method uses a combined preprocessing technique of linearization and data fitting to an analytic expression, originating from diffusion theory [Eq. (3)], and results in two parameters ( m2 and m3 ) that merely describe the shape of Ri vs ρi, but not the absolute magnitude. Obviously, information is lost this way, but estimations are still more accurate than the previous method in predicting pli. However, the method is far too imprecise, with rms errors up to 29. This result is in agreement with those of Dam et al.; who found that predicting optical properties based on relative reflectance profiles was 5–10 times less accurate than using absolute reflectance.3 One intuitive approach previously suggested by us, is using the diffuse reflectance detected in two (neighboring) fibers as predictors.24 The choice of fibers will strongly influence the accuracy of the prediction algorithm. We found slight overestimations of pli of up to 5.6, and rms errors up to 8.7. Obviously, the method can be expanded to incorporate more than two fibers in the analysis. The case of three different fibers improved results slightly, with overestimations ranging up to 4.5. A major drawback with this method is the inherent sensitivity to disturbances in any one of the channels/fibers during measurement.4 In order to condense the information from measurements, and to reduce sensitivity to data collection disturbance in one or several fibers, it is practical to fit diffuse reflectance data to an analytic expression [Eq. (3)], as mentioned previously. Using all three parameters, m1, m2, and m3, in describing the Ri, both the shape ( m2 and m3 ) and absolute magnitude (m1) are considered. The best accuracy in predicting pli based on m1, m2, and m3 was seen if all nine simulated fibers were used in the data fitting. The KNN method was considered an intuitive approach in finding but required relatively high K values (3–10) to yield accurate estimates. Better estimates were found using a multiple polynomial regression model of the third degree. This way, based on m1, m2, and m3 became very accurate (overestimations up to 0.8) and precise (SD and rms error up to 5.5). The worst case range of was 0.86–1.15 (fiber 6). The accuracy and precision should be viewed in light of the choice of optical parameters in the reference and validation space (Tables 1 and 2), where the parameters in the validation space were chosen to maximize the distances to the nearest combinations of optical properties in the reference space. Thus, the accuracy listed earlier for the various prediction methods are expected to be the worst case scenarios. All the aforementioned results are based on a fixed relation between the isotropic and the anisotropic component of the phase function, but with varying 〈cos θ〉. The importance of the phase function in determining the reflectance profile, depends on the source detector separation, expressed in terms of ρμs ′. 2 For a high albedo and ρμs ′>10, the diffusion approximation holds and the reflectance only depends on μa and μs ′. The diffusion approximation can be extended to smaller distances, but only if the phase function is known.2 Generally, for separations in the range 0.5<ρμs ′<10, the reflectance depends on the first and second moment of the phase function and for smaller distances on even higher moments of the phase function.2 In our study, the range of optical properties is wide in the sense that source-detector separations of 2 mm yield ρμs ′ in the range 0.5–20. Since our model almost encompasses all three regimes mentioned earlier, Monte Carlo simulations were chosen to determine the reflectance. One limitation of this study is, that we did not consider other combinations of phase functions. To do this, however, the range of optical properties should be divided into smaller sets corresponding to the ρμs ′ regimes mentioned earlier. It has been proposed that μa and μs ′ should be measured in the diffusive region and the phase function at small distances.1 2 This and other studies have shown that limiting the separation reduces the estimation accuracy.25 Therefore, there is a trade off between spatial resolution and the estimation accuracy. Our results were obtained with a single layer model. To predict the optical properties and, hence, the photon pathlength for a layered model, requires some a priori knowledge of the layer structure and the optical properties of the layers.6 26 From Figure 6, the need for correction of pathlength-related variations in the LDF perfusion estimate is obvious. While the true perfusion through the slab is kept constant, and the optical properties are varied according to Table 2 (fixed 〈cos θ〉=0.875 ), the estimated perfusion value displays a ten-fold difference between its lowest and highest value, looking at all source detector separations. Hence, at least part of an increase in the LDF perfusion signal with increasing ρi, traditionally attributed to sampling deeper more highly perfused areas, could simply be related to a longer pli, and, thus, greater probability of interaction with moving scatterers. Further, it is logical to assume that the probability of multiple Doppler shifts and nonlinear homodyne effects increase with longer pathlengths. Thus, the slope of the perfusion is expected to be somewhat underestimated for increasing pli. 27 In a fixed fiber, at a distance relevant to LDF (ρi=0.46 mm), the perfusion estimate varied between 109 and 237 a.u. (Figure 7), and increased linearly with pli (ranging from 1.75 to 3.41 mm). It is evident that a compensation for this pathlength-related perfusion variation could improve LDF accuracy. 5.ConclusionIn this study, we have demonstrated the substantial variations in pathlength traversed by individual photons through a turbid medium, with optical properties relevant to human skin. We present a multiple polynomial regression method that, based on spatially resolved diffuse reflectance, can predict the average pathlength as a function of source detector separation (up to 2 mm) with a rms error of about 5. The K-nearest neighbor method was the other key approach investigated. It yielded slightly less precise predictions with a rms error of approximately 7. If no preprocessing was carried out on the reflectance data, the accuracy deteriorated, but the precision was essentially retained. Finally, the average pathlength as a function of source detector separation was also predicted based on the average of all simulated photon paths, yielding gross overestimations and a rms error of up to almost 40. The results implicate that LDF perfusion estimates can be improved by assessing the pathlength. Other possible applications are reflectance spectroscopy and pulse oximetry. AcknowledgmentsThis study was supported by the European Commission through the SMT4-CT97-2148 contract. Under this contract, a cooperation runs between the Universities of Twente and Groningen (the Netherlands), Linko¨ping and Malmo¨ (Sweden), Toulouse (France), the companies Perimed AB (Sweden), Moor Instruments and Oxford Optronix (UK), and the Institute of Biocybernetics and Biomedical Engineering in Warsaw (Poland). Financial support was also received from the Swedish Heart Lung Foundation, Project No. 200141208 and MedComp AB, Sweden. Appendix B
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CITATIONS
Cited by 23 scholarly publications.
Optical fibers
Optical properties
Sensors
Monte Carlo methods
Diffuse reflectance spectroscopy
Scattering
Doppler effect