J. Adrian Freeberg, Dan Serachitopol, Nick McKinnon, Roderick Price, Edward Atkinson, Dennis Cox, Calum MacAulay, Rebecca Richards-Kortum, Michelle Follen, Brian Pikkula
Large phase II trials of fluorescence and reflectance spectroscopy using a fiber optic probe in the screening and diagnostic settings for detecting cervical neoplasia have been conducted. We present accrual and histopathology data, instrumentation, data processing, and the preliminary results of interdevice consistencies throughout the progression of a trial. Patients were recruited for either a screening trial (no history of abnormal Papanicolaou smears) or a diagnostic trial (a history of abnormal Papanicolaou smears). Colposcopy identified normal and abnormal squamous, columnar, and transformation zone areas that were subsequently measured with the fiber probe and biopsied. In the course of the clinical trial, two generations of spectrometers (FastEEM2 and FastEEM3) were designed and utilized as optical instrumentation for in vivo spectroscopic fluorescence and reflectance measurements. Data processing of fluorescence and reflectance data is explained in detail and a preliminary analysis of the variability across each device and probe combination is explored. One thousand patients were recruited in the screening trial and 850 patients were recruited in the diagnostic trial. Three clinical sites attracted a diverse range of patients of different ages, ethnicities, and menopausal status. The fully processed results clearly show that consistencies exist across all device and probe combinations throughout the diagnostic trial. Based on the stratification of the data, the results also show identifiable differences in mean intensity between normal and high-grade tissue diagnosis, pre- and postmenopausal status, and squamous and columnar tissue type. The mean intensity values of stratified data show consistent separation across each ofthe device and probe combinations. By analyzing trial spectra, we provide more evidence that biographical variables such as menopausal status as well as tissue type and diagnosis significantly affect the data. (PARTIAL ABSTRACT)
Brian Pikkula, Olga Shuhatovich, Roderick Price, Dan Serachitopol, Michelle Follen, Nick McKinnon, Calum MacAulay, Rebecca Richards-Kortum, Jong Soo Lee, Edward Atkinson, Dennis Cox
We report on a study designed to assess variability among three different fluorescence spectroscopy devices, four fiber optic probes, and three sets of optical calibration standards to better understand the reproducibility of measurements and interdevice comparisons of fluorescence spectroscopic data intended for clinical diagnostic use. Multiple measurements are acquired from all sets of standards using each combination of spectrometer, fiber optic probe, and optical standard. Data are processed using standard calibration methods to remove instrument-dependant responses. Processed spectra are analyzed using an analysis of variance to assess the percent variance explained by each factor that was statistically significant. Analysis of processed data confirms statistically significant differences among the spectrometers and fiber optic probes. However, no differences are found when varying calibration standards or measurement date and time. The spectrometers and fiber optic probes are significant sources of variability, but appropriate data processing substantially reduces these effects. Studies of inter- and intradevice variability are important methodological issues for optical device trials and must be included in the quality assurance studies for the clinical trial design.
The cochlea is the mammalian organ of hearing. Its predominant vibratory element, the basilar membrane, is tonotopically tuned, based on the spatial variation of its mass and stiffness. The constituent collagen fibers of the basilar membrane affect its stiffness. Laser irradiation can induce collagen remodeling and deposition in various tissues. We tested whether similar effects could be induced within the basilar membrane. Trypan blue was perfused into the scala tympani of anesthetized mice to stain the basilar membrane. We then irradiated the cochleas with a 694-nm pulsed ruby laser at 15 or 180 J/cm2. The mice were sacrificed 14 to 16 days later and collagen organization was studied. Polarization microscopy revealed that laser irradiation increased the birefringence within the basilar membrane in a dose-dependent manner. Electron microscopy demonstrated an increase in the density of collagen fibers and the deposition of new fibrils between collagen fibers after laser irradiation. As an assessment of hearing, auditory brainstem response (ABR) thresholds were found to increase moderately after 15 J/cm2 and substantially after 180 J/cm2. Our results demonstrate that collagen remodeling and new collagen deposition occurs within the basilar membrane after laser irradiation in a similar fashion to that found in other tissues.
Measurement quality assurance plans for optical devices should be a mandatory part of grant funding submissions and
should explicitly affect scoring during review. These should include calibration strategy, standards selection strategy,
performance verification plan, performance validation plan and thorough preclinical performance validation. A
multispectral digital colposcope (MDC) has been designed to collect image data from patients as part of an NIH
sponsored clinical trial, based on a technology assessment model. Calibration strategy, standards selection and
performance verification methods are presented that may be used as a template for smaller groups or more limited
studies. With the MDC, red green and blue fluorescence images are captured under ultraviolet light excitation and red
and green images are captured under blue light excitation. Red, green and blue reflectance images are captured under
broadband white light illumination from a metal halide lamp in three modes - ordinary reflectance, and with polarized
illumination in combination with parallel and cross-polarized filtered imaging. The highly automated system was
designed to collect images of the cervix prior to and following the application of acetic acid. Three systems have been
built and will be operated in clinics in Vancouver, Canada, Houston, Texas and other locations in the developed and
developing world including Nigeria. The system is designed with a comprehensive set of calibration and performance
verification standards, based on our experience with large scale multi-center spectroscopy clinical trials and
measurements are made frequently prior to and following patient measurements. Automated performance verification
procedures are being designed based on measurements made during pilot studies to facilitate larger clinical trials.
Brian Pikkula, Dan Serachitopol, Calum MacAulay, Nicholas MacKinnon, Jong Soo Lee, Dennis Cox, E. Neely Atkinson, Michele Follen, Rebecca Richards-Kortum
With the development of fluorescence spectroscopy, multicenter clinical trials are becoming more common both in the
academic and commercial arenas. To ensure the quality of quantitative and device independent results, standardization
of the tissue spectra is essential for the comparison of data from various groups. An added concern is the potential
degradation of instrumentation during a trial which may affect the instrument's ability to accurately represent the tissue
spectra. Our group has recently completed a Phase II clinical trial for the detection of cervical neoplasia using two
different generations of spectroscopic devices at multiple sites. Both positive and negative optical standards were used
to calibrate the tissue spectra as well as aid in the diagnosis of potential instrumentation problems during the trial. We
have also conducted a cross validation study of fiber optic probes, spectroscopic devices, and optical standards for the
latest generation of devices. The spectroscopic data of optical standards were analyzed for both the clinical trial and
cross validation studies. Results demonstrated perceptible differences in optical standards data between the two
generations of spectroscopy devices in the clinical trial, as well as the cross validation study with multiple devices of the
same generation. Although the spectra were unexpectedly different, tissue spectra measured with the different systems
can be empirically corrected by use of the various optical standards. Device performance during the clinical trial also
was a concern; however, with the use of optical calibration standards, instrumentation problems were easily identified.
To eliminate the problems associated with instrumentation, we have recently developed real-time quality assurance
software to assess the optical calibration standards immediately after acquisition.
In the context of clinical trials, calibration protocols for optical instruments that ensure measurement accuracy and the ability to carry out meaningful comparisons of data acquired from multiple instruments are required. A series of calibration standards and procedures are presented to assess technical feasibility of optical devices for cervical precancer detection. Measurements of positive and negative standards, and tissue are made with two generations of research grade spectrometers. Calibration accuracy, ability of standards to correct and account for changes in experimental conditions, and device components are analyzed. The relative frequency of measured calibration standards is investigated retrospectively using statistical analysis of trends in instrument performance. Fluorescence measurements of standards and tissue made with completely different spectrometers show good agreement in intensity and lineshape. Frequency of wavelength calibration standards is increased to every 2 h to compensate for thermal drifts in grating mount. Variations in illumination energy detected between standards and patient measurements require probe redesign to allow for simultaneous acquisition of illumination power with every patient measurement. The use of frequent and well-characterized standards enables meaningful comparison of data from multiple devices and unambiguous interpretation of experiments among the biomedical optics community.
Indocyanine Green (ICG) is clinically used as a fluorescent dye for imaging purposes. Its rapid circulation kinetics and minimal toxicity has prompted investigation into ICG's utility as a photosentitizer for therapeutic applications. Traditionally, optically mediated tumor therapy has focused on photodynamic therapy, which employs a photochemical mechanism resulting from the absorption of low intensity CW laser light by localized photosensitizers such as Photofrin II, Benzoporphyrin Derivative (BPD), ICG. Treatment of cutaneous vascular malformations such as port-wine stains, on the other hand, is based on a photothermal mechanism resulting from the absorption of high intensity pulsed laser light by hemoglobin. In this study, we compared the effectiveness of combining photochemical and photothermal mechanisms during application of ICG in conjunction with laser irradiation with the intention that the combined approach may lead to a reduction in the threshold dose of pulsed laser light required to treat hypervascular malformations. The blood vessels in rabbit ears were used as an in vivo model for targeted vasculature. Irradiation of the ears with IR light (λ=785 nm, Δτ = 3 min, Io = 120 mW) was used to elicit photochemical damage, while photothermal damage was brought about using pulses from a ruby laser (λ=694 nm, τ = 3 ms) with different fluences. For the combined modality, photochemical damage was induced first and followed by photothermal irradiation. This modality was compared with photothermal irradiation alone. The effectiveness of each irradiation scheme was assessed using histopathological analysis. We present preliminary data that suggests that pretreatment with photodynamic therapy before photothermal coagulation results in more severe vascular damage with lower photothermal fluence levels. The results of this study provide the foundation work for further exploration of the therapeutic potentials of photochemical and photothermal effects during application of ICG in conjunction with laser irradiation.
Near-infrared wavelengths are absorbed less by epidermal melanin mainly located at the basal layer of epidermis (dermo-epidermal junction), and penetrate deeper into human skin dermis and blood than visible wavelengths. Therefore, laser irradiation using near-infrared wavelength may improve the therapeutic outcome of cutaneous hyper-vascular malformations in moderately to heavily pigmented skin patients and those with large-sized blood vessels or blood vessels extending deeply into the skin. A mathematical model composed of a Monte Carlo algorithm to estimate the distribution of absorbed light followed by numerical solution of a bio-heat diffusion equation was utilized to investigate the thermal response of human skin to near-infrared laser irradiation, and compared it with that to visible laser irradiation. Additionally, the effect of skin surface cooling on epidermal protection was theoretically investigated. Simulation results indicated that 940 nm wavelength is superior to 810 and 1064 nm in terms of the ratio of light absorption by targeted blood vessel to the absorption by the basal layer of epidermis, and is more efficient than 595 nm wavelength for the treatment of patients with large-sized blood vessels and moderately to heavily pigmented skin. Dermal blood content has a considerable effect on the laser-induced peak temperature at the basal layer of epidermis, while the effect of blood vessel size is minimum.
Cryogen spray cooling (CSC) is an effective method to minimize epidermal damage during laser treatment of various cutaneous anomalies such as port wine stains, excess hair, and facial rhytides. Radiometric temperature measurements provide a noninvasive method to estimate the skin surface temperature. Since the infrared absorption spectrum of the cryogen film has remained unknown, assumptions for those values may lead to inaccurate temperature estimations. We have constructed several high-pressure infrared transparent cuvettes to determine the absorption coefficient of room temperature R-134a in liquid phase using Fourier Transform Infrared Spectroscopy (FTIR) in the 2.5 - 14 μm spectral bandwidth. Results demonstrate that liquid R-134a has several absorption bands in the infrared, with those between 7 - 10.5 and 11.5 - 12.5 μm being the most prominent. Additionally, the absorption coefficient at two common radiometric bands, 3 - 5 and 7 - 11 μm differ by four orders of magnitude. Results of this study will lead to further improvements in interpreting radiometric temperature measurements when using CSC.
Improved laser treatment of port wine stains is expected by utilizing higher incident dosages, longer pulse durations, and longer wavelengths than those currently used in clinical settings. However, higher incident dosages also increase the risk of nonspecific thermal injury to the epidermis. Using ex-vivo human skin samples, we investigated the thermal respone of human skin epidermis in different skin types ot 595-nm wavelength laser irradiation at high incident dosages (up to 20 J/cm2) and long pulse durations (1.5 to 40 milliseconds) in conjunction with cryogen spray cooling (CSC). Human skin samples (Fitzpatrick types I-VI) from consenting adult females undergoing trans-rectus abdominis myocutaneoues flap procedures were irradiated at the incident dosages D0=4, 6, 10, 15, and 20 J/cm2, pulse durations τlaser=1.5, 10, and 40 milliseconds without and with CSC (Refrigerant-134A, spurt duration τCSC=100 milliseconds). Thermal injury to the epidermis was evaluated by histological observations. Experimental results showed that thermal injury to the epidermis could not be avoided in skin type VI even at D0 = 4 J/cm2 in conjunction with CSC. However, CSC allowed utilization of high incident dosages (15 - 20 J/cm2) in skin types I-IV. Under the same incident dosage, longer pulse durations led to decreased degree of thermal injury to the epidermis. Threshold values for irradiation parameters that resulted in thermal injury to the epidermis for each skin type were obtained.
Cryogen spray cooling (CSC) is an effective method to minimize epidermal damage during laser treatment of various cutaneous anomalies such as port wine stains, excess hair, and facial rhytides. In this study, we investigated the effects of the cryogen film thickness on heat removal, and laser light transmission through the film. Surfactants were added to the cryogen (R-134a) to decrease the film height by reducing the surface tension, and the resulting heat removal from an in vitro skin phantom was estimated using an algorithm that solved an inverse heat conduction problem. Transmission of light through the cryogen film sprayed onto a glass cover slip was measured by an energy meter at wavelengths of 595, 755, 1064, and 1450 nm. Normalized film height was negatively correlated (r < -0.65) to heat removal for relatively short spraying distances (50 mm). Reducing the cryogen film height may offer an approach to increase heat removal. Values of light transmission were in the range of 70 – 95% for the lasers using various durations of cryogen spurts and delays.
Cryogen spray cooling (CSC) is a technique to protect the epidermis from non-specific thermal injury during laser treatment of various dermatoses. Successful application of CSC in conjunction with laser treatment of heavily pigmented individuals, and high radiant exposures which may be required for effective therapeutic outcomes, requires enhancement of heat removal. We have investigated the thermal mechanisms, and effects of droplet size, density and velocity on heat removal during CSC. Our results suggest that although the inherent thermal diffusivity of skin may be a limiting factor in heat removal, parameters such as droplet size, density, and velocity are important, and should be optimized for maximum heat removal.
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